Topics | Governance, Risk & Compliance | Compliance Week
WEBCoverage on compliance, corporate governance updates, data privacy, regulatory policy and enforcement, and everything in between. Explore recent compliance, risk & governance news at Compliance Week.
IIA’s ‘Three Lines of Defense’ updated to stress collaboration
WEBJul 20, 2020 · The Institute of Internal Auditors (IIA) on Monday announced an update to its widely utilized “Three Lines of Defense” model to focus more on defined roles in an effort to boost collaboration.
Free CPE Webcasts | Governance, Risk & Compliance | Compliance …
WEBCompliance Week's free Webcasts are typically held either Tuesdays or Thursdays at 2 p.m. ET. These Webcasts offer CPE credit to attendees and feature select partners discussing key GRC issues. Webcast attendees may be contacted by sponsors. For information, please e-mail Doug Juenemann or call (888) 519-9200.. Live Webcasts (listed below) last one hour and must be viewed in their entirety in ...
How compliance officers can apply COSO’s ERM Framework in …
WEBDec 22, 2020 · News Brief CFPB lawsuit: Rent-a-Center affiliate used dark patterns to trick customers. 2024-07-31T15:31:00Z By Adrianne Appel. A nationwide rental outlet affiliated with Rent-a-Center and its chief executive have been sued by the Consumer Financial Protection Bureau for allegedly deceiving five million consumers about the terms of …
Credit Suisse: Risk chief, executive board ‘extremely surprised’ by ...
WEBApr 5, 2022 · Article Credit Suisse names new CCO, plans strategic overhaul. 2022-10-27T19:48:00Z By Aaron Nicodemus. Credit Suisse announced sweeping changes to its strategy that includes selling off parts of its investment banking portfolio and shrinking its global headcount—an attempt to pivot from risky investment ventures and back toward its historic specialty of wealth management.
Regulatory Policy - Compliance Week
WEBPremium FTC sounds alarm on business practices turning into ‘vast surveillance’ 2024-09-20T14:07:00+01:00 By Ian Sherr. The Federal Trade Commission took aim at the business models of some of the world’s largest companies, publishing a years-long study that decried technologies that have created “vast surveillance” networks that expose people to “a host of harms” and violate ...
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Report: Fines against financial institutions hit $10.4B in 2020
WEBDec 22, 2020 · Article Westpac set to pay record $912.6M civil penalty for AML failures. 2020-09-25T15:53:00Z By Jaclyn Jaeger. Westpac is bracing for a record AUD$1.3 billion (U.S. $912.6 million) civil penalty issued by Australia’s financial crime regulator related to a money-laundering scandal and the facilitation of child exploitation in the Philippines and Southeast Asia.
AML - Compliance Week
WEBSep 13, 2024 · News Brief Wells Fargo agrees with OCC to shore up BSA/AML, sanctions program deficiencies. 2024-09-13T15:37:00+01:00 By Aaron Nicodemus. The Treasury Department’s Office of the Comptroller of the Currency ordered Wells Fargo to make “comprehensive corrective actions” to its Bank Secrecy Act/anti-money laundering and U.S. sanctions programs, along with receive permission from the OCC to ...