Securities and Exchange Commission Chair Gary Gensler described his agency’s efforts to reform the market plumbing of how ...

The US Securities and Exchange Commission isn’t giving up on a proposal to force alternative trading systems to register as ...

Nasdaq Inc. plans to open a regional headquarters in Irving as part of its efforts to reorganize its listing business.

The US Securities and Exchange Commission continues to pursue changes to exchange and dealer definitions, impacting digital ...

Reuters.com is your online source for the latest news stories and current events, ensuring our readers up to date with any ...

NEW YORK (Reuters) - Alphabet, Goldman Sachs and a group of other firms agreed to pay a combined $3.8 million in civil ...

U.S. SEC chair Gary Genser has appeared before the House Financial Services Committee in a hearing titled “Oversight of the ...

We've fallen down on our duty as a regulator, not to be precise, said Securities and Exhange Commission member Hester Peirce.

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

The U.S. Securities and Exchange Commission (SEC) filed charges against Anthem Hayek Blanchard, CEO of Anthem Holdings Co., ...

The US Securities and Exchange Commission isn’t giving up on a proposal to force alternative trading systems to register as brokers with the agency.