SEC Chair Gensler Details Agency’s Changes to How Treasuries Are Bought and Sold
Securities and Exchange Commission Chair Gary Gensler described his agency’s efforts to reform the market plumbing of how ...
Nasdaq counters upstart Texas Stock Exchange with new division based in D-FW
Nasdaq Inc. plans to open a regional headquarters in Irving as part of its efforts to reorganize its listing business.
Securities Enforcement
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Alphabet, Goldman Sachs and others to settle charges over late filings, SEC says
Alphabet , Goldman Sachs and a group of other firms agreed to pay a combined $3.8 million in civil penalties to settle U.S.
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Hester Peirce undermines Gary Gensler as Congress grills the U.S. SEC chair on crypto crackdown
U.S. SEC chair Gary Genser has appeared before the House Financial Services Committee in a hearing titled “Oversight of the ...
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Cryptocurrencies are not securities, admits SEC commissioner
The U.S. Securities and Exchange Commission (SEC) Commissioner Hester Peirce has stated that cryptocurrencies themselves are ...
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SEC charges Bartlesville crypto CEO Anthem Blanchard with $5M securities fraud
The U.S. Securities and Exchange Commission (SEC) filed charges against Anthem Hayek Blanchard, CEO of Anthem Holdings Co., ...
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U.S. SEC Review Propels BNY Mellon Closer to Offering Crypto Custody for Spot Bitcoin and Ether ETFs: Report
BNY Mellon, which oversees over $50 trillion in assets as of June 2024, also told Bloomberg there is “strong demand in the ...
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BMBL Investors Have Opportunity to Lead Bumble Inc. Securities Fraud Lawsuit with the Schall Law Firm
The Schall Law Firm, a national shareholder rights litigation firm, reminds investors of a class action lawsuit against Bumble Inc. ("Bumble" or "the Company") (NASDAQ: BMBL) for violations of §§10(b) ...
BEN FRAUD ALERT: BFA Law Notifies Franklin Resources, Inc. Investors who Suffered Losses to Contact the Firm about Securities Fraud Investigation
New York, New York-- (Newsfile Corp. - September 26, 2024) - Leading securities law firm Bleichmar Fonti & Auld LLP announces an investigation into Franklin Resources, Inc. (NYSE: BEN) for potential ...