Securities and Exchange Commission Chair Gary Gensler described his agency’s efforts to reform the market plumbing of how ...

Nasdaq Inc. plans to open a regional headquarters in Irving as part of its efforts to reorganize its listing business.

Cassava and former executives were charged Thursday by the SEC with making misleading claims in 2020 about trials for the ...

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Alphabet , Goldman Sachs and a group of other firms agreed to pay a combined $3.8 million in civil penalties to settle U.S.

The US Securities and Exchange Commission continues to pursue changes to exchange and dealer definitions, impacting digital ...

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

Rep. Darin LaHood (R-IL) and members of a House intelligence committee are asking for more info on the ultra-low-priced ...

U.S. Rep. Maxine Waters (D-Calif.), the House Financial Services Committee's ranking Democrat, suggested in a Securities and ...

The U.S. Securities and Exchange Commission (SEC) filed charges against Anthem Hayek Blanchard, CEO of Anthem Holdings Co., ...

On September 9, 2024, the Chief Accountant of the U.S. Securities and Exchange Commission (SEC), Paul Munter, delivered remarks ...